John E. O'shaughnessy
Professional summary
John Edward O'shaughnessy, who also goes by John Edward O Shaughnessy, John Edward O'shaughnessy, John Edward Oshaughnessy, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Edward O'shaughnessy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2017 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310July 19, 2007 - April 13, 2015
NATIONAL FINANCIAL SERVICES LLC
July 3, 2006 - June 22, 2007
J.P. MORGAN SECURITIES INC.
November 29, 2005 - July 11, 2006
CHASE INVESTMENT SERVICES CORP.
March 31, 2005 - October 31, 2005
MORGAN STANLEY DW INC.
January 19, 2000 - February 18, 2005
CHASE INVESTMENT SERVICES CORP.
February 16, 1999 - February 18, 2005
CHASE INVESTMENT SERVICES CORP.
July 3, 1997 - February 24, 1999
NATHAN & LEWIS SECURITIES, INC.
December 1, 1993 - December 3, 1996
CHASE INVESTMENT SERVICES CORP.
October 9, 1992 - August 30, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2021)
(1/5/2024)
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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