Jonathan E. Altman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Eric Altman, who also goes by Jonathan E Altman, was a registered financial advisor .
Jonathan is a previously registered financial advisor and started their career in finance in 1992. Jonathan had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2010 - September 26, 2016
REVERE SECURITIES LLC
September 18, 2007 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
September 18, 2007 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
March 31, 2006 - September 18, 2007
OPPENHEIMER & CO. INC.
May 21, 2004 - September 18, 2007
OPPENHEIMER & CO. INC.
July 27, 2001 - June 10, 2004
A. G. EDWARDS & SONS, INC.
July 16, 1996 - August 8, 2001
DETWILER FENTON & CO.
June 24, 1996 - July 16, 1996
DETWILER FENTON & CO.
September 28, 1992 - July 19, 1996
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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