Cynthia L. Irving
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Linderer Irving, CFP®, who also goes by Cynthia Ann Linderer, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1993. Cynthia had worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2013 - December 31, 2014
HOMESTEAD ADVISERS CORP.
November 27, 2013 - January 3, 2014
HOMESTEAD FINANCIAL SERVICES CORP.
July 5, 2012 - October 28, 2013
CETERA WEALTH SERVICES, LLC
December 18, 2008 - July 5, 2012
CADARET, GRANT & CO., INC.
May 6, 2008 - December 10, 2013
ADVISORS FINANCIAL, INC.
January 1, 1993 - March 24, 1995
ENTERPRISE EQUITIES, INC.
Primary Firm SEC Registration
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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