Mark A. Lamb
Professional summary
Mark Alan Lamb is a registered financial advisor currently at VECTOR FINANCIAL SOLUTIONS, INC. located in Oceanside, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Lamb's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2020 - Present
VECTOR FINANCIAL SOLUTIONS, INC.
November 2, 2018 - November 4, 2020
OSAIC WEALTH, INC.
November 2, 2018 - November 4, 2020
OSAIC WEALTH, INC.
April 3, 2018 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 14, 2016 - December 31, 2017
SIGNATOR INVESTORS, INC.
March 11, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
February 5, 2004 - March 11, 2016
NEXT FINANCIAL GROUP, INC.
February 5, 2004 - March 11, 2016
NEXT FINANCIAL GROUP, INC.
August 14, 2003 - January 22, 2004
COINBASE CAPITAL MARKETS CORP
August 14, 2003 - January 22, 2004
COINBASE CAPITAL MARKETS CORP
April 25, 2000 - April 28, 2003
OSAIC FS, INC.
January 6, 2000 - April 28, 2003
OSAIC FS, INC.
July 31, 1998 - October 19, 1999
IFMG SECURITIES, INC.
June 24, 1997 - November 4, 1997
I.C.R. FINANCIAL CENTER, INC.
February 5, 1997 - June 2, 1997
FIMCO SECURITIES GROUP, INC.
November 30, 1995 - February 9, 1996
CITIGROUP GLOBAL MARKETS INC.
August 2, 1995 - December 24, 1996
INTERNATIONAL SECURITIES GROUP, INC.
March 31, 1995 - May 8, 1995
JACK WHITE & COMPANY, INC.
August 9, 1994 - March 28, 1995
ROSE SECURITIES CORPORATION
February 14, 1994 - July 26, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 12, 1993 - February 8, 1994
UBS FINANCIAL SERVICES INC.
January 4, 1993 - July 12, 1993
ROSE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2020)
Exams
Current Firm
VECTOR FINANCIAL SOLUTIONS, INC.
CRD#: 291895 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 266 |
| AUM (Assets Under Management) | $ 61,100,916 |
Red Flags
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