Susan Bavaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Bavaro, who also goes by Susan Curth, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1994. Susan had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - December 15, 2016
TSC DISTRIBUTORS, LLC
May 17, 2013 - July 9, 2013
MORGAN STANLEY
June 27, 2000 - May 20, 2011
JANNEY MONTGOMERY SCOTT LLC
July 1, 1998 - May 12, 1999
COWEN AND COMPANY
March 8, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
November 8, 1994 - February 27, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TSC DISTRIBUTORS, LLC
CRD#: 37058 / SEC#: , 8-47579
Contact information
Documents
Disclosures
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
