Peter G. Ruggiere
Professional summary
Peter George Ruggiere is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter George Ruggiere's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2008 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432July 9, 2007 - February 6, 2008
CAPITAL GROWTH FINANCIAL, LLC
November 29, 2000 - July 10, 2007
NEWBRIDGE SECURITIES CORPORATION
June 10, 1994 - November 17, 2000
JOSEPH CHARLES & ASSOC., INC.
June 26, 1992 - June 28, 1994
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2008)
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(9/25/2020)
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(1/29/2024)
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Exams
FINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33432TRUST BUT VERIFY
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