Robert C. Damron

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CRD#: 2248295

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Carl Damron was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 6 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2009 - December 5, 2014

1492 CAPITAL MANAGEMENT, LLC

RIA

CRD#: 148566

MILWAUKEE, WI

Past

November 16, 2001 - June 17, 2003

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

November 1, 1999 - November 8, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

November 27, 1998 - November 1, 1999

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

March 10, 1997 - November 27, 1998

CLEARY GULL REILAND & MCDEVITT INC.

CRD#: 18716

MILWAUKEE, WI

Past

August 29, 1996 - November 6, 1996

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1492 CAPITAL MANAGEMENT, LLC

CRD#: 148566 / SEC#: 801-70447

RIA

Registered Investment Advisory firm - (8/5/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/18/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/12/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/27/1996

General Securities Representative Examination

Current Firm

1492 CAPITAL MANAGEMENT, LLC

CRD#: 148566 / SEC#: 801-70447

RIA

Registered Investment Advisory firm - (8/5/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/18/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/12/2009 Terminated)

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Contact information

Main Address

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 276-1492

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1492CM ADV PART 2 BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 220,388,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Damron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

1492 CAPITAL MANAGEMENT, LLC

HILLTOP SECURITIES INC.

TUCKER ANTHONY INCORPORATED

CLEARY GULL INC.

CLEARY GULL REILAND & MCDEVITT INC.

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

1492 CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2009

Series 7

Date: 8/27/1996

Current Firm

1492 CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1492 CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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