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Mark Evan Bloom

CRD# 2248199·Registered 1992 - 2003
Barred: Mark Evan Bloom was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Mark Evan Bloom was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1992 - 2003. Mark had worked at 4 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SEIDMAN PRIVATE SECURITIES LLC·CRD# 125051
BD
New York, NY
July 1, 2003 - December 3, 2003
GRAMERCY FINANCIAL SERVICES LLC·CRD# 104302
BD
Greenwich, CT
April 15, 2002 - July 15, 2002
WG TRADING COMPANY LIMITED PARTNERSHIP·CRD# 27308
BD
Greenwich, CT
January 19, 1993 - July 13, 2001
WALSH, GREENWOOD & CO.·CRD# 8068
BD
Greenwich, CT
August 31, 1992 - December 31, 1992

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Current Firm

SP
SEIDMAN PRIVATE SECURITIES LLC

SEIDMAN PRIVATE SECURITIES LLC | TAYLOR REID SECURITIES LLC

CRD#: 125051 / SEC#: 8-65759
BD
Terminated by SEC on 07/19/2010

Contact Information

Established

Delaware since 11/21/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BDO SEIDMAN LLPOWNER—
ALLENBERG, HOWARD BRUCEMANAGER—
THORNTON, STEVEN LEEFINANCIAL & OPERATIONS PRINCIPAL4496384
WULFFLEFF, DOUGLAS RONALDPRESIDENT & CHIEF COMPLIANCE OFFICER1960837

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2000About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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