Steven B. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Bryant Fox was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1993. Steven had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2019 - March 4, 2020
CROSS RESEARCH LLC
February 20, 2018 - December 31, 2018
CROSS RESEARCH LLC
October 4, 2011 - December 31, 2017
CROSS RESEARCH
November 12, 2009 - June 7, 2011
CREDIT AGRICOLE SECURITIES (USA) INC.
April 30, 2009 - October 19, 2009
CREDIT AGRICOLE SECURITIES (USA) INC.
May 1, 1995 - April 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 1993 - January 21, 1995
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
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Exams
Current Firm
CROSS RESEARCH LLC
CRD#: 144570 / SEC#:
Contact information
Red Flags
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