Michael M. Golub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Macarthur Golub, who also goes by Michael Mac Arthur Golub, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 6 firms and has passed the Series 66, Series 63, Series 1, Series 24, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2003 - March 25, 2015
SUMMITRY, LLC
August 24, 1998 - December 1, 2003
PINE CAPITAL MANAGEMENT INC
December 21, 1992 - November 28, 2003
HOEFER & ARNETT, INCORPORATED
November 5, 1980 - November 24, 1987
LPL FINANCIAL LLC
September 12, 1980 - December 11, 1992
LEFCOURT FINANCIAL GROUP, INC.
July 29, 1970 - September 4, 1980
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/5/1968
Registered Representative ExaminationSeries 40
Date: 4/12/1973
Registered Principal ExaminationCurrent Firm
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 3,008,628,872 |
Red Flags
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