David L. Hoit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Hoit, who also goes by David Rohila Hoit, Rohila Hoit, David Lee Holt, David Ralph Rohila, David Rohila, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2019 - December 31, 2024
COBALT WEALTH MANAGEMENT
June 9, 2017 - July 26, 2017
J.P. MORGAN SECURITIES LLC
June 9, 2017 - July 26, 2017
J.P. MORGAN SECURITIES LLC
January 13, 2017 - May 31, 2017
SCOTTRADE INVESTMENT MANAGEMENT
August 22, 2016 - May 31, 2017
SCOTTRADE, INC.
February 4, 2003 - April 7, 2016
SCOTTRADE, INC.
May 1, 2002 - July 18, 2002
HARRISDIRECT LLC
May 29, 2001 - May 1, 2002
HARRIS INVESTORLINE INC.
April 5, 1994 - May 19, 2000
HARRIS INVESTORLINE INC.
June 8, 1992 - June 17, 1994
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COBALT WEALTH MANAGEMENT
CRD#: 300654 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
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