Robert O. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Orin Coleman, who also goes by Bob Coleman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2021 - May 16, 2022
ONYX BRIDGE WEALTH GROUP LLC
June 30, 2020 - January 6, 2021
ELITE INVESTMENT TEAM LLC
September 10, 2018 - June 30, 2020
TREK FINANCIAL
February 16, 2012 - July 31, 2018
COMMONWEALTH FINANCIAL NETWORK
February 15, 2012 - July 31, 2018
COMMONWEALTH FINANCIAL NETWORK
February 17, 2010 - February 23, 2012
LPL FINANCIAL LLC
February 3, 2010 - February 23, 2012
LPL FINANCIAL LLC
July 5, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 5, 1994 - June 4, 1997
SIGNATOR INVESTORS, INC.
June 6, 1994 - July 5, 1994
WMA SECURITIES, INC.
June 27, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
ONYX BRIDGE WEALTH GROUP LLC
CRD#: 306097 / SEC#: 801-118022
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONYX BRIDGE WEALTH GROUP LLC
CRD#: 306097 / SEC#: 801-118022
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,852 |
| AUM (Assets Under Management) | $ 1,000,901,317 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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