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RC

Robert O. Coleman

Some features on this profile are disabled
CRD#: 2247684
RC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Orin Coleman, who also goes by Bob Coleman, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Coleman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Elite Assurance Team; non-investment related; San Diego CA USA; Fixed Insurance and Annuities; Agent; June 2020; 15 hours per month; 10 hours during trading hours; Soliciting Insurance and Annuity sales to those for whom appropriate. 2)CPA Team Based Model; non-investment related; St. George UT, San Diego CA & Phoenix AZ, USA; Consulting and advising CPAs; Consultant; March 2018; 40 hours per month; 40 hours per month during trading hours; Help CPAs deliver more value to their clients and grow their business/practice by networking with and providing access to other financial professionals in various specialties. 3)KPV1, LLC DBA Simplicit Financial (also incorporating my CPA Team Based Model from above); Non-Investment Related; Location: St George UT & Phoenix, AZ USA (Home Office); Financial Coach, Consultant, and Insurance Agent; Start Date: 06/2020; 100 hours per month; Description/Duties: Financial & Goal Coaching and Strategizing, Life Insurance Strategies and Consulting with clients and CPAs. Provide Clients a goals-based strategy for one or more financial goals modules, depending on their situation and needs. Clients may also request financial consulting services on specified topics. Through a network of various specialized professionals, co-advise individuals and business owners and with CPAs on tax reduction strategies, expense reduction strategies and improving cash flow through various methods including, not limited to, cost segregation, cost remediation, R & D tax credits and incentives, advanced pension plan design, captive insurance solutions, business planning and business exit strategies and outsourced bookkeeping. Advise prospects, clients, and CPAs on fixed life and annuity products that are suitable and appropriate to achieve various financial and estate planning goals. 4)Helios Integrated Planning Solutions: non-investment related; St. George, UT USA; Data Gathering Representative; July 2020; 10 hours per month; 0 hours during trading time; Data gathering and information collection passed on to the attorneys at Helios so they can create Estate Plans for my clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 8, 2021 - May 16, 2022

ONYX BRIDGE WEALTH GROUP LLC

RIA
CRD#: 306097
St. George, UT
Past

June 30, 2020 - January 6, 2021

ELITE INVESTMENT TEAM LLC

RIA
CRD#: 296922
St. George, UT
Past

September 10, 2018 - June 30, 2020

TREK FINANCIAL

RIA
CRD#: 109376
St. George, UT
Past

February 16, 2012 - July 31, 2018

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
ST. GEORGE, UT
Past

February 15, 2012 - July 31, 2018

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
ST. GEORGE, UT
Past

February 17, 2010 - February 23, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
ST. GEORGE, UT
Past

February 3, 2010 - February 23, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
ST. GEORGE, UT
Past

July 5, 1994 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

July 5, 1994 - June 4, 1997

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

June 6, 1994 - July 5, 1994

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

June 27, 1992 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OB
ONYX BRIDGE WEALTH GROUP LLC
CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA
Registered Investment Advisory firm - (2/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2010
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/21/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/15/1992
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OB
ONYX BRIDGE WEALTH GROUP LLC
CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA
Registered Investment Advisory firm - (2/6/2020 Approved)
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Contact information

Main Address
120 White Plains Road Suite 115, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 909-6699
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2A APP 1 - WRAP BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts3,852
AUM (Assets Under Management)$ 1,000,901,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONYX BRIDGE WEALTH GROUP LLC

CRD#: 306097

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