David A. Gollner

LEGACY ADVISORY GROUP

HERMITAGE, PA 16148

Some features on this profile are disabled

CRD#: 224763

Professional summary

David Andrew Gollner is a registered financial advisor currently at LEGACY ADVISORY GROUP, INC. located in Hermitage, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. David has worked at 10 firms and has passed the Series 63, Series 6, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Gollner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2005 - Present

LEGACY ADVISORY GROUP, INC.

Office #1: 3087 Innovation Way, Hermitage, PA 16148

RIA

CRD#: 131895

HERMITAGE, PA

Past

January 2, 2004 - March 24, 2009

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

NEW BRIGHTON, PA

Past

June 20, 2003 - December 31, 2003

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

HERMITAGE, PA

Past

April 29, 2002 - December 31, 2003

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

October 24, 2001 - April 30, 2002

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Past

April 2, 2001 - October 30, 2001

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

May 10, 1999 - March 30, 2001

NORTHSTAR SECURITIES, INC.

CRD#: 11247

DALLAS, TX

Past

November 21, 1994 - May 26, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

May 17, 1993 - February 10, 1994

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

April 23, 1984 - December 31, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

May 25, 1973 - August 16, 1977

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/8/2005)

IAR

Pennsylvania
(8/18/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/16/1984

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 5/21/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/3/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LEGACY ADVISORY GROUP, INC.

GOLLNER & ASSOCIATES, INC. | LEGACY FINANCIAL STRATEGIES, INC. | LEGACY ADVISORY GROUP, INC.

CRD#: 131895 / SEC#:

Ohio

Registered Investment Advisory firm - (7/16/2004 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/18/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3087 Innovation Way, Hermitage, PA 16148

Mailing Address

Phone number

(724) 983-1617

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 377,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Austin Shortreed

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Cortland, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Gollner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Gollner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

USA FINANCIAL SECURITIES LLC

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

WMA SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

PFS INVESTMENTS INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/1984

Series 6

Date: 3/16/1984

Series 1

Date: 5/21/1973

Series 26

Date: 11/3/1988

Current Firm

LEGACY ADVISORY GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY ADVISORY GROUP, INC.

TRUST BUT VERIFY

Similar Advisors