Robert D. Abrams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Darwin Abrams, who also goes by Bob Abrams, Robert D Abrams, Robert Darwin Abrams Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2014 - July 7, 2020
VIRIDIAN RIA, LLC
July 28, 2010 - October 29, 2015
LPL FINANCIAL LLC
September 8, 2009 - February 14, 2017
LPL FINANCIAL LLC
November 14, 2008 - December 31, 2014
QUALITY FINANCIAL SERVICES GROUP, INC.
February 4, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 21, 2004 - February 9, 2005
MONY SECURITIES CORPORATION
April 26, 2001 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
February 11, 1997 - February 9, 2005
MONY SECURITIES CORPORATION
July 6, 1992 - March 14, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 6, 1992 - March 14, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRIDIAN RIA, LLC
CRD#: 171332 / SEC#: 801-80357
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,271 |
| AUM (Assets Under Management) | $ 809,276,926 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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