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Robert Michael Mack

CRD# 2247440·Registered 1994 - 2021
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Michael Mack, who also goes by Bob Michael Mack Mr, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1994 - 2021. Robert had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Michael Mack Mr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
November 2, 2018 - May 21, 2021
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
New York, NY
June 9, 2014 - September 8, 2016
X-CHANGE FINANCIAL ACCESS, LLC·CRD# 126201
BD
Chicago, IL
January 2, 2014 - June 11, 2014
XFA SECURITIES, LLC·CRD# 147909
BD
Chicago, IL
April 9, 2013 - January 21, 2014
MKM PARTNERS LLC·CRD# 114666
BD
Stamford, CT
January 10, 2012 - April 23, 2013
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
January 6, 2010 - December 13, 2011
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
April 4, 2006 - January 13, 2010
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
September 10, 2004 - October 4, 2005
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
February 25, 2004 - August 24, 2004
NEEDHAM & COMPANY, LLC·CRD# 16360
BD
New York, NY
May 11, 1999 - January 5, 2004
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 1, 1998 - April 22, 1999
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
April 10, 1995 - July 1, 1998
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
March 24, 1994 - January 20, 1995

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Current Firm

SS
SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: 8-34415
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone Number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER—
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event

26

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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