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Timothy J. Bowman

YORKVILLE SECURITIES
MOUNTAINSIDE, NJ 07092
Some features on this profile are disabled
CRD#: 2247374
TB

Professional summary


Timothy Joseph Bowman, who also goes by Timothy J. Bowman, is a registered financial professional currently at YORKVILLE SECURITIES, LLC located in Mountainside, New Jersey.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 21 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Timothy J. Bowman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy Joseph Bowman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2025 - Present

YORKVILLE SECURITIES, LLC

Office #1: 1012 Springfield Ave, Mountainside, NJ 07092Office #2: 1012 Springfield Avenue, Mountainside, NJ 07092
BD
CRD#: 330480
MOUNTAINSIDE, NJ
Past

January 24, 2024 - February 24, 2025

REALTA EQUITIES, INC.

BD
CRD#: 23769
San Diego, CA
Past

October 3, 2017 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
San Diego, CA
Past

October 3, 2017 - November 29, 2022

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

October 3, 2017 - April 6, 2023

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
SAN DIEGO, CA
Past

October 3, 2017 - April 6, 2023

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SAN DIEGO, CA
Past

October 3, 2017 - April 6, 2023

CETERA ADVISORS LLC

BD
CRD#: 10299
SAN DIEGO, CA
Past

October 3, 2017 - April 6, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SAN DIEGO, CA
Past

March 9, 2017 - September 7, 2017

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

February 1, 2016 - July 26, 2016

ARXIS SECURITIES LLC

BD
CRD#: 172506
NEW YORK, NY
Past

February 4, 2013 - February 3, 2016

MLV & CO. LLC

BD
CRD#: 150959
NEW YORK, NY
Past

February 28, 2012 - October 10, 2012

VIRTU FINANCIAL EXECUTION SERVICES LLC

BD
CRD#: 154358
NEW YORK, NY
Past

February 28, 2012 - February 1, 2013

VIRTU FINANCIAL CAPITAL MARKETS LLC

BD
CRD#: 45986
NEW YORK, NY
Past

February 28, 2012 - February 1, 2013

VIRTU FINANCIAL BD LLC

BD
CRD#: 148390
AUSTIN, TX
Past

April 14, 2011 - February 27, 2012

MORGAN JOSEPH TRIARTISAN CAPITAL LLC

BD
CRD#: 122351
NEW YORK, NY
Past

January 20, 2009 - February 27, 2012

MORGAN JOSEPH TRIARTISAN LLC

BD
CRD#: 10948
NEW YORK, NY
Past

July 29, 2005 - January 16, 2009

CONSTANS CRESCENT GLOBAL LLC

BD
CRD#: 134848
GREENWICH, CT
Past

March 29, 2004 - January 16, 2009

MCMAHAN SECURITIES CO. L.P.

BD
CRD#: 22123
GREENWICH, CT
Past

September 10, 2002 - March 15, 2004

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

May 26, 1999 - September 4, 2002

INET ATS, INC.

BD
CRD#: 20746
JERSEY CITY, NJ
Past

March 26, 1998 - May 13, 1999

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/30/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


YS
YORKVILLE SECURITIES, LLC
YORKVILLE SECURITIES, LLC

CRD#: 330480 / SEC#: , 8-71241

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
1012 Springfield Ave, Mountainside, NJ 07092
Mailing Address
1012 Springfield Ave, Mountainside, NJ 07092
Phone number
(201) 536-5110
Established
Delaware since 02/08/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
YORKVILLE BD HOLDINGS, LLCSOLE MEMBER
ANGELO, MARK ANTHONYCHAIRMAN OF BOARD OF MANAGERS2585969
BECKMAN, MATTHEW JACOBMEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING4139592
BOWMAN, TIMOTHY JOSEPHCHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP2247374
FRANKS, ORENCONTROLLER4902717
MARKUNAS, MICHAEL NMNGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER1832307
MCNICOLL, PATRICECO-CEO3199758
RILLO, TROY JAMESMEMBER OF BOARD OF MANAGERS; CO-CEO1726077
ROSSELLI, MICHAEL ALBERTMEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING7714774

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


YORKVILLE SECURITIES, LLC

CRD#: 330480Mountainside, NJ 07092

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