Steven P. Zaicek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Zaicek, who also goes by Steven P Zaicek, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2001 - January 2, 2002
SANDGRAIN SECURITIES LLC
December 6, 1999 - May 2, 2000
MAGNUM SECURITIES OF NEW YORK INC.
March 22, 1999 - December 23, 1999
JWGENESIS SECURITIES, INC.
July 24, 1998 - October 6, 1998
NATIONAL SECURITIES CORPORATION
May 16, 1998 - July 24, 1998
THE BOSTON GROUP
February 10, 1998 - May 14, 1998
WALDRON & CO., INC.
August 20, 1997 - November 17, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.
April 7, 1997 - July 16, 1997
MAIDSTONE FINANCIAL, INC.
December 20, 1994 - May 6, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
August 22, 1994 - December 21, 1994
COMMONWEALTH ASSOCIATES
April 22, 1994 - September 20, 1994
A.S. GOLDMEN & CO., INC.
August 26, 1992 - May 6, 1994
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
