Leslie I. Golembo
Professional summary
Leslie Irwin Golembo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Leslie is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Leslie had worked at 4 firms, which includes LAKEVIEW SECURITIES CORPORATION, MADISON ASSET GROUP INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1986 - June 17, 2002
LAKEVIEW SECURITIES CORPORATION
March 5, 1986 - October 28, 1986
MADISON ASSET GROUP, INC.
September 26, 1978 - January 29, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 1969 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 1/31/1969
Registered Representative ExaminationCurrent Firm
LAKEVIEW SECURITIES CORPORATION
CRD#: 17500 / SEC#: , 8-35330
Contact information
Documents
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