William J. Streff

STEELE CAPITAL MANAGEMENT

Waukee, IA

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CRD#: 2247156

Professional summary

William Joseph Streff, CFP®, who also goes by Bill Streff, is a registered financial advisor currently at STEELE CAPITAL MANAGEMENT, INC. located in Waukee, Iowa.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Streff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Streff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6413

DES MOINES, IA

Past

July 9, 1992 - February 29, 1996

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEELE CAPITAL MANAGEMENT, INC.

CRD#: 107097 / SEC#: 801-50636

RIA

Registered Investment Advisory firm - (11/17/1995 Approved)

California

Registered Investment Advisory firm - (1/23/2003 Cancelled)

Massachusetts

Registered Investment Advisory firm - (11/15/2004 Terminated)

Minnesota

Registered Investment Advisory firm - (10/3/2002 Terminated)

Nebraska

Registered Investment Advisory firm - (11/19/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (11/15/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/22/2003 Cancelled)

Texas

Registered Investment Advisory firm - (4/11/2003 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/17/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/8/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STEELE CAPITAL MANAGEMENT, INC.

CRD#: 107097 / SEC#: 801-50636

RIA

Registered Investment Advisory firm - (11/17/1995 Approved)

California

Registered Investment Advisory firm - (1/23/2003 Cancelled)

Massachusetts

Registered Investment Advisory firm - (11/15/2004 Terminated)

Minnesota

Registered Investment Advisory firm - (10/3/2002 Terminated)

Nebraska

Registered Investment Advisory firm - (11/19/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (11/15/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/22/2003 Cancelled)

Texas

Registered Investment Advisory firm - (4/11/2003 Cancelled)

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Contact information

Main Address

1000 Jackson Street Suite 201, Dubuque, IA 52001

Mailing Address

Phone number

(563) 588-2097

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEELE CAPITAL MANAGEMENT ADV 2A FEB. 2025 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	4,184
AUM (Assets Under Management)	$ 3,030,626,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Streff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Streff's CRS (Customer Relationship Summary).

Certified licenses

Experience

STREFF WEALTH MANAGEMENT

IRON HORSE WEALTH MANAGEMENT, LLC

VALIANT WEALTH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

STEELE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/17/2007

Series 7

Date: 12/27/2007

Series 6

Date: 7/8/1992

Current Firm

STEELE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEELE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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