David C. Runyan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Clifford Runyan, who also goes by Dave Runyan, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2012 - December 12, 2016
ACACIA INVESTMENT ADVISORS, LLC
June 13, 2003 - December 31, 2011
1ST DISCOUNT BROKERAGE, INC.
May 24, 1995 - July 22, 2003
JAMES WHEELER & CO. INVESTMENTS, INC.
October 11, 1992 - March 9, 1995
AMERIPRISE ADVISOR SERVICES, INC.
June 15, 1992 - August 21, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/6/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ACACIA INVESTMENT ADVISORS, LLC
CRD#: 126632 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
