Frank P. Lavalla
Professional summary
Frank Paul Lavalla JR, who also goes by Frank Paul Lavalla, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bellair, Florida and NYLIFE DISTRIBUTORS LLC located in Wyckoff, New Jersey.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Frank has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Paul Lavalla JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2009 - Present
EAGLE STRATEGIES LLC
April 4, 2005 - Present
NYLIFE DISTRIBUTORS LLC
January 7, 2000 - April 20, 2005
NYLIFE SECURITIES LLC
August 9, 1995 - March 24, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
September 11, 1992 - August 11, 1995
WADDELL & REED
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2015)
(12/21/2015)
(4/4/2005)
(10/1/2009)
(4/4/2005)
(12/21/2015)
(3/4/2020)
(12/21/2015)
(5/25/2011)
(3/6/2023)
(8/6/2008)
(5/26/2011)
(8/6/2008)
(12/21/2015)
(1/2/2013)
(12/21/2015)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
