Wayne Skeen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Skeen was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1992. Wayne had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2017 - March 2, 2018
YOSEMITE EXECUTION PARTNERS INC.
April 10, 2014 - January 2, 2015
INTER SECURITIES LTD.
April 17, 2007 - March 20, 2012
INTER SECURITIES LTD.
July 17, 2006 - April 17, 2007
FIRST ALLIED SECURITIES, INC.
September 16, 2002 - July 17, 2006
INVESTORS RESOURCES GROUP, INC.
January 21, 1998 - December 31, 2011
KSP CAPITAL MANAGEMENT LLC
February 20, 1996 - September 20, 2002
ROUND HILL SECURITIES, INC.
June 15, 1994 - February 21, 1996
SUTRO & CO. INCORPORATED
June 19, 1992 - June 24, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YOSEMITE EXECUTION PARTNERS INC.
CRD#: 165587 / SEC#: , 8-69173
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
