Vincent J. Mccloskey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Joseph Mccloskey, who also goes by VInce Mccloskey, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1992. Vincent had worked at 8 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2002 - November 15, 2002
REEF SECURITIES, INC.
August 12, 2002 - October 10, 2002
LONE STAR SECURITIES, INC.
September 24, 2001 - November 8, 2001
BERTRAM SAMUEL SECURITIES, LLC
April 30, 2001 - September 20, 2001
LONE STAR SECURITIES, INC.
June 17, 1999 - September 1, 1999
WEST BAY FINANCIAL GROUP INCORPORATED
April 3, 1997 - July 7, 1997
REEF SECURITIES, INC.
March 14, 1996 - December 4, 1996
ATLANTIC PACIFIC FINANCIAL, INC.
September 7, 1995 - January 31, 1996
TEXAKOMA FINANCIAL, INC.
June 15, 1995 - July 31, 1995
TEXAKOMA FINANCIAL, INC.
August 18, 1993 - September 28, 1993
GIBRALTAR SECURITIES, INC.
June 22, 1993 - August 5, 1993
JOHNSON SPAULDING & ASSOCIATES, INC.
November 17, 1992 - June 15, 1993
GIBRALTAR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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