Peter T. Lehrman

SANDIA WEALTH MANAGEMENT

Albuquerque, NM 87111

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CRD#: 2246752

Professional summary

Peter Thomas Lehrman, CFP®, who also goes by Peter Lehrman, is a registered financial advisor currently at SANDIA WEALTH MANAGEMENT, LLC located in Albuquerque, New Mexico.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Lehrman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Thomas Lehrman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

March 16, 2012 - Present

SANDIA WEALTH MANAGEMENT, LLC

Office #1: 9201 Montgomery Ne Suite 401, Albuquerque, NM 87111

RIA

CRD#: 159402

Albuquerque, NM

Past

August 29, 2011 - April 16, 2012

UAS WEALTH ADVISORS

RIA

CRD#: 132903

ALBUQUERQUE, NM

Past

January 2, 2009 - October 13, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

June 10, 2004 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ALBUQUERQUE, NM

Past

December 16, 2003 - June 8, 2004

JOHN MOORE & ASSOCIATES INC

RIA

CRD#: 109791

ALBUQUERQUE, NM

Past

May 2, 1997 - October 13, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ALBUQUERQUE, NM

Past

July 13, 1992 - May 18, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDIA WEALTH MANAGEMENT, LLC

LEHRMAN , PETER | SANDIA WEALTH MANAGEMENT, LLC

CRD#: 159402 / SEC#: 801-122537

RIA

Registered Investment Advisory firm - (10/21/2021 Approved)

New Mexico

Registered Investment Advisory firm - (12/31/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(3/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/7/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/6/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

SANDIA WEALTH MANAGEMENT, LLC

LEHRMAN , PETER | SANDIA WEALTH MANAGEMENT, LLC

CRD#: 159402 / SEC#: 801-122537

RIA

Registered Investment Advisory firm - (10/21/2021 Approved)

New Mexico

Registered Investment Advisory firm - (12/31/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/15/2022 Terminated)

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Contact information

Main Address

9201 Montgomery Ne Suite 401, Albuquerque, NM 87111

Mailing Address

Phone number

(505) 296-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 174,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter T. Lehrman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Thomas Lehrman's CRS (Customer Relationship Summary).

Certified licenses

Experience

UAS WEALTH ADVISORS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

JOHN MOORE & ASSOCIATES INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

SANDIA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/1997

Series 63

Date: 7/28/1992

Series 7

Date: 7/8/1992

Series 10

Date: 2/7/2001

Series 9

Date: 2/6/2001

Current Firm

SANDIA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDIA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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