Aaron Skloff

SKLOFF FINANCIAL GROUP

Naples, FL

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CRD#: 2246558

Professional summary

Aaron Skloff, AIF®, CFA is a registered financial advisor currently at SKLOFF FINANCIAL GROUP located in Naples, Florida.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Aaron has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SKLOFF FINANCIAL GROUP. Investment Related. 7682 Santa Margherita Way, Naples FL 34109. RIA. CEO. Start 2/2006. 190 hours/month, 80hrs during trading hours. Financial planning and investment management. 2) FIXED INSURANCE BUSINESS. Not Investment Related. 7682 Santa Margherita Way, Naples FL 34109. Fixed Insurance Sales. Agent. Start 2/2006. 80 hours/month. Life and Health Policies. 3) ADULT AND COMMUNITY EDUCATION. Not Investment Related. 5600 Cougar Drive, Naples FL 34109. Teaching Adult Financial Educations. Start 2/2015. 2 hours/month not during trading. 4) FGCU ACADEMY. Not investment related. 1010 5th Ave, S #100, Naples, FL 34102. Education-Instructor. Start 12/12/2016. 3 hrs/mth-100% during trading hrs. Instructor for finance courses. 5) WHOLESALE FIXED INSURANCE - Himmelstein Financial. 7682 Santa Margarita Way, Naples, FL 34109. Wholesale Fixed Insurance. Wholesaler. 10/2018. 40 Hrs/Mo; 20 Hrs During Trading Hours. Wholesale Fixed Insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Skloff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFA

Chartered Financial Analyst

Experience

Current

February 27, 2006 - Present

SKLOFF FINANCIAL GROUP

RIA

CRD#: 139475

Naples, FL

Past

February 24, 2006 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Naples, FL

Past

May 17, 2004 - March 17, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

EDISON, NJ

Past

April 23, 2004 - March 17, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 14, 2001 - April 30, 2003

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

April 14, 1997 - August 16, 1999

PALISADE CAPITAL SECURITIES, L.L.C.

CRD#: 37579

FORT LEE, NJ

Past

April 18, 1994 - October 20, 1997

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

July 6, 1992 - April 5, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/24/2014)

IAR

Massachusetts
(4/3/2024)

IAR

New Jersey
(2/27/2006)

IAR

New York
(3/23/2022)

IAR

Oregon
(12/6/2024)

IAR

Pennsylvania
(4/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/17/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/1992

General Securities Representative Examination

Current Firm

SKLOFF FINANCIAL GROUP

SKLOFF FINANCIAL GROUP | SKLOFF, AARON

CRD#: 139475 / SEC#: 801-134803

Florida

Registered Investment Advisory firm - (9/24/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (4/3/2024 Approved)

New Jersey

Registered Investment Advisory firm - (2/27/2006 Approved)

New York

Registered Investment Advisory firm - (5/29/2009 Approved)

Oregon

Registered Investment Advisory firm - (12/6/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/24/2025 Approved)

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Contact information

Main Address

Naples, FL

Mailing Address

Phone number

(908) 464-3060

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A SEC (10/22/2025)

ADV PART 2 A & B (3/13/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 111,462,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Aaron Skloff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Skloff's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

HSBC BROKERAGE (USA) INC.

PALISADE CAPITAL SECURITIES, L.L.C.

LADENBURG THALMANN & CO. INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2004

Series 65

Date: 8/17/1992

Series 63

Date: 7/17/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/1/1992

Current Firm

SKLOFF FINANCIAL GROUP

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKLOFF FINANCIAL GROUP

TRUST BUT VERIFY

Contact information

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