Richard J. Appaluccio
Professional summary
Richard Joseph Appaluccio, who also goes by Richard J Appaluccio, is a registered financial advisor currently at PROCYON located in Little Falls, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Appaluccio's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2020 - Present
PROCYON
April 5, 2019 - December 31, 2021
PROCYON INSTITUTIONAL PARTNERS, LLC
May 15, 2012 - June 13, 2017
UBS FINANCIAL SERVICES INC.
January 23, 2006 - May 21, 2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 5, 1996 - September 15, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
July 28, 1994 - October 17, 1995
NEW ENGLAND SECURITIES
September 1, 1992 - March 8, 1993
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
PROCYON
CRD#: 288239 / SEC#: 801-110493
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2020)
Exams
Current Firm
PROCYON
CRD#: 288239 / SEC#: 801-110493
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,638 |
| AUM (Assets Under Management) | $ 7,769,672,465 |
Red Flags
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