Dusan C. Pecka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dusan Charles Pecka, who also goes by Dusan C Pecka, was a registered financial professional .
Dusan is a previously registered financial professional and started their career in finance in 1992. Dusan had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2014 - December 31, 2016
MUTUAL SECURITIES, INC.
April 1, 2005 - July 31, 2014
FINANCIAL TELESIS INC
January 1, 2004 - December 31, 2004
CETERA ADVISORS LLC
January 1, 2004 - April 18, 2005
CETERA ADVISORS LLC
May 6, 2003 - April 16, 2025
WEALTH & TAX PLANNERS LLC
July 8, 1997 - January 1, 2004
IFG ADVISORY SERVICES INC
January 13, 1993 - January 2, 2004
IFG NETWORK SECURITIES, INC.
June 24, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
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