Oliver R. Tutt

NCU INVESTMENT SOLUTIONS

SMITHFILED, RI 02917

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CRD#: 2246257

Professional summary

Oliver Randall Tutt, CFP® is a registered financial advisor currently at NCU INVESTMENT SOLUTIONS located in Smithfiled, Rhode Island.

Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Oliver has worked at 8 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver Randall Tutt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

May 12, 2005 - Present

NCU INVESTMENT SOLUTIONS

Office #1: 1005 Douglas Pike, Smithfiled, RI 02917

RIA

CRD#: 134804

SMITHFILED, RI

Past

January 5, 2006 - April 28, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PROVIDENCE, RI

Past

June 9, 2003 - December 31, 2005

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

Past

February 14, 2003 - May 23, 2006

ICAPITAL, LLC

RIA

CRD#: 122816

PROVIDENCE, RI

Past

October 15, 2002 - June 5, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

November 28, 1995 - August 27, 2002

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

December 23, 1993 - January 19, 1995

FIRST VARIABLE CAPITAL SERVICES, INC.

CRD#: 30007

BIRMINGHAM, AL

Past

September 28, 1992 - April 5, 1993

KEYPORT FINANCIAL SERVICES CORP.

CRD#: 8127

WELLESLEY HILLS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/3/2005)

IAR

Rhode Island
(5/12/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/22/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/31/2002

General Securities Principal Examination

Current Firm

NCU INVESTMENT SOLUTIONS

NCU INVESTMENT SOLUTIONS | RANDALL FINANCIAL GROUP, LLC

CRD#: 134804 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/3/2005 Approved)

Rhode Island

Registered Investment Advisory firm - (4/18/2005 Approved)

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Contact information

Main Address

1005 Douglas Pike, Smithfiled, RI 02917

Mailing Address

Phone number

(401) 228-0100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	261
AUM (Assets Under Management)	$ 58,923,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Oliver R. Tutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver Randall Tutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

INVESTMENT ADVISORS & CONSULTANTS, INC.

ICAPITAL, LLC

INVESTORS CAPITAL CORP.

VERAVEST INVESTMENTS, INC.

FIRST VARIABLE CAPITAL SERVICES, INC.

KEYPORT FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2002

Series 7

Date: 3/22/1994

Series 6

Date: 9/21/1992

Series 24

Date: 10/31/2002

Current Firm

NCU INVESTMENT SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NCU INVESTMENT SOLUTIONS

TRUST BUT VERIFY

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