Jeffrey T. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Larson, who also goes by Jeff Larson, Jeffrey T Larson, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2013 - April 8, 2015
PMA SECURITIES, LLC
September 8, 2010 - January 18, 2012
FMSBONDS, INC.
January 4, 2005 - August 5, 2009
D.A. DAVIDSON & CO.
October 28, 2002 - January 1, 2005
KFS BD, INC.
March 1, 2000 - November 11, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 23, 1998 - April 13, 2000
HANIFEN, IMHOFF INC.
May 31, 1995 - February 23, 1998
HANIFEN, IMHOFF INC.
October 24, 1994 - May 23, 1995
SUNTRUST CAPITAL MARKETS, INC.
November 27, 1992 - October 24, 1994
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/13/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PMA SECURITIES, LLC
CRD#: 30397 / SEC#: , 8-44905
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
