DD
Diane L. Dixon
WEALTHCARE CAPITAL MANAGEMENT LLC
AUSTIN, TX
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CRD#: 2246207
DD
Professional summary
Diane Lynn Dixon, CFP®, who also goes by Diane Lynn Carney, Diane Lynn Williams, is a registered financial advisor currently at WEALTHCARE CAPITAL MANAGEMENT LLC located in Austin, Texas.
Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Diane has worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diane Lynn Carney | Diane Lynn Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)GENS DU MONDE, LLC - MANUFACTURING/MARKETING FOOD PRODUCTS. NOT INVESTMENT RELATED, 8624 BLUEGRASS DRIVE AUSTIN TX, MANAGING MEMBER, 1% OF TIME SPENT. 2)D ENTERPRISES,LLC-100% OWNERSHIP INTEREST-PRESIDENT/ OWNER-DUTIES-PROVIDE BUSINESS CONSULTING TO VARIOUS SIZE BUSINESSES, AUSTIN, TX. INVESTMENT RELATED, 5% OF TIME SPENT. 3) KEEPER COLLECTION, LLC. NOT INVESTMENT RELATED, AUSTIN TX. MANAGING MEMBER. CREATE INTERACTIVE COOKBOOK SOFTWARE AND MEMBERSHIP PROGRAM. 30 % OF TIME SPENT.
CRS (Client Relationship Summary) - RIA
Click below to view Diane Lynn Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
November 30, 2012 - Present
WEALTHCARE CAPITAL MANAGEMENT LLC
RIA
CRD#: 111119
AUSTIN, TX
Past
January 3, 2006 - November 30, 2012
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
AUSTIN, TX
Past
October 28, 2005 - November 26, 2012
DLD CONSULTING, LLC
RIA
CRD#: 137029
AUSTIN, TX
Past
January 1, 2004 - December 31, 2005
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
February 19, 1998 - January 1, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
August 12, 1992 - July 17, 1996
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WEALTHCARE CAPITAL MANAGEMENT LLC
AUDREY SANDERS WEALTH ADVISORY OF HARLEM | YOUNG FINANCIAL GROUP | WEALTHCARE PRIVATE CLIENT, LLC | WEALTHCARE FOR WOMEN | WEALTHCARE CAPITAL MANAGEMENT, INC. | WEALTHCARE CAPITAL MANAGEMENT LLC DBA JSW FINANCIAL | WEALTHCARE CAPITAL MANAGEMENT LLC DBA CAREWELL | WEALTHCARE CAPITAL MANAGEMENT LLC | VAN ZANDT FINANCIAL | THORNTON WEALTH MANAGEMENT | SIGHTLINE INVESTMENTS, A DIVISION OF WEALTHCARE CAPITAL MANAGEMENT LLC | PERSONAL FINANCIAL EXPERIENCES LLC | HESSENFLOW FINANCIAL PLANNING | FPA SECURITIES, INC. | FINANCIAL LIFE DESIGNS | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT RETIREMENT SERVICES | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT | FINANCEWARE, INC. DBA THE CULLY WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. DBA CR WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. | BEACON WEALTH ADVISORS
CRD#: 111119 / SEC#: 801-60183
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/30/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WC
WEALTHCARE CAPITAL MANAGEMENT LLC
AUDREY SANDERS WEALTH ADVISORY OF HARLEM | YOUNG FINANCIAL GROUP | WEALTHCARE PRIVATE CLIENT, LLC | WEALTHCARE FOR WOMEN | WEALTHCARE CAPITAL MANAGEMENT, INC. | WEALTHCARE CAPITAL MANAGEMENT LLC DBA JSW FINANCIAL | WEALTHCARE CAPITAL MANAGEMENT LLC DBA CAREWELL | WEALTHCARE CAPITAL MANAGEMENT LLC | VAN ZANDT FINANCIAL | THORNTON WEALTH MANAGEMENT | SIGHTLINE INVESTMENTS, A DIVISION OF WEALTHCARE CAPITAL MANAGEMENT LLC | PERSONAL FINANCIAL EXPERIENCES LLC | HESSENFLOW FINANCIAL PLANNING | FPA SECURITIES, INC. | FINANCIAL LIFE DESIGNS | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT RETIREMENT SERVICES | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT | FINANCEWARE, INC. DBA THE CULLY WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. DBA CR WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. | BEACON WEALTH ADVISORS
CRD#: 111119 / SEC#: 801-60183
RIA
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Contact information
Main Address
2 James Center 1021 East Cary Street, #702, Richmond, VA 23219
Mailing Address
600 East Main Street Suite 1240, Richmond, VA 23219
Phone number
(804) 644-4711
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,564 |
| AUM (Assets Under Management) | $ 3,030,880,135 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
