Nicolas V. Tchikovani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas Vadim Tchikovani, who also goes by Nicolas V Tchikovani, was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 1992. Nicolas had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2014 - January 4, 2016
SUPREME ALLIANCE LLC
February 25, 2014 - October 7, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
January 6, 2012 - May 30, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 29, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
August 10, 2009 - March 8, 2011
FOOTHILL SECURITIES, INC.
November 3, 2005 - July 20, 2009
ALLSTATE FINANCIAL SERVICES, LLC
June 20, 2003 - April 20, 2005
CITICORP INVESTMENT SERVICES
June 20, 2003 - April 20, 2005
CITICORP INVESTMENT SERVICES
December 5, 2001 - July 15, 2003
WAMU INVESTMENTS, INC.
May 2, 2001 - December 19, 2001
WELLS FARGO INVESTMENTS, LLC
September 20, 1996 - May 2, 2001
WELLS FARGO SECURITIES INC.
October 11, 1994 - October 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
September 3, 1993 - July 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 1992 - July 8, 1993
LEHMAN BROTHERS INC.
June 25, 1992 - July 16, 1992
WHITEHALL-PARKER SECURITIES, INC.
Primary Firm SEC Registration
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
Contact information
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
