AL
Andrew J. Lewis
THE LEWIS FINANCIAL GROUP | Managing Director
Ashburn, VA 20147
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CRD#: 2246107
AL
Professional summary
Andrew John Lewis, CIMA® is a registered financial advisor currently at THE LEWIS FINANCIAL GROUP located in Ashburn, Virginia.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Executive services/Equity comp...
Financial planning
Philanthropic services
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GENESIS PARTNERS, LLC, NON INVESTMENT RELATED, 20755 WILLIAMSPORT PLACE, SUITE 140, ASHBURN, VA 20147, BUSINESS ENTITY IS FOR OWNERSHIP OF ADVISORY PRACTICE REAL ESTATE, MANAGER, 2010, APPROXIMATELY 5 HOURS PER MONTH, DUTIES INCLUDE PAYING OFFICE CONDO MORTGAGE AND OFFICE EXPENSES FOR THE ENTITY. 2. COMMUNITY FOUNDATION OF LOUDOUN AND NORTHERN FAUQUIER COUNTIES, INVESTMENT RELATED, NON PROFIT ORGANIZATION , INVESTMENT COMMITTEE MEMBER, 2-3 HOURS PER QUARTER. 3. INDIVIDUAL INSURANCE AGENT, NOT INVESTMENT RELATED, 20755 WILLIAMSPORT PLACE, SUITE 140, ASHBURN, VA 20147, INDIVIDUAL AGENT FOR FIXED INSURANCE SALES, 2-3 HOURS PER QUARTER DURING BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew John Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 5, 2021 - Present
THE LEWIS FINANCIAL GROUP
Office #1: 20755 Williamsport Place Suite 140, Ashburn, VA 20147RIA
CRD#: 315692
Ashburn, VA
Past
July 31, 2009 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ASHBURN, VA
Past
July 31, 2009 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ASHBURN, VA
Past
April 11, 2001 - August 18, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
VIENNA, VA
Past
July 11, 1997 - August 18, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
VIENNA, VA
Past
September 7, 1994 - July 30, 1997
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
July 12, 1993 - September 13, 1994
NATIONSSECURITIES
BD
CRD#: 32542
Past
June 22, 1992 - July 12, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
THE LEWIS FINANCIAL GROUP
GENESIS PRIVATE WEALTH, LLC | THE LEWIS FINANCIAL GROUP | GENESIS PRIVATE WEALTH, LLC DBA THE LEWIS FINANCIAL GROUP
CRD#: 315692 / SEC#: 801-122157
RIA
Registered Investment Advisory firm - (8/23/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/14/2022)
IAR
Virginia(11/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TL
THE LEWIS FINANCIAL GROUP
GENESIS PRIVATE WEALTH, LLC | THE LEWIS FINANCIAL GROUP | GENESIS PRIVATE WEALTH, LLC DBA THE LEWIS FINANCIAL GROUP
CRD#: 315692 / SEC#: 801-122157
RIA
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Contact information
Main Address
20755 Williamsport Place Suite 140, Ashburn, VA 20147
Mailing Address
Phone number
(703) 288-1272
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 527 |
| AUM (Assets Under Management) | $ 313,916,045 |
Red Flags
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Company Information
THE LEWIS FINANCIAL GROUP
Managing DirectorCRD#: 315692Ashburn, VA 20147TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
