Adam S. Bold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Stuart Bold, who also goes by Adam S Bold, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1992. Adam had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2006 - August 19, 2016
THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER
January 31, 2001 - March 3, 2011
THE MUTUAL FUND STORE
September 1, 2000 - May 15, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 7, 1999 - September 5, 2000
SECURITIES AMERICA, INC.
August 21, 1997 - February 11, 2014
FINANCIAL ENGINES ADVISOR CENTER, LLC
August 2, 1996 - October 1, 1999
ROUND HILL SECURITIES, INC.
March 1, 1995 - July 2, 1996
PRUDENTIAL EQUITY GROUP, LLC
July 16, 1992 - March 6, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER
CRD#: 140760 / SEC#: 801-67181
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
