Brandon J. Mader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon John Mader was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1992. Brandon had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1995 - January 15, 1996
SEABOARD SECURITIES, INC.
April 21, 1994 - April 24, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 11, 1993 - April 29, 1994
JOSEPHTHAL & CO., INC.
October 26, 1992 - March 2, 1993
ROBERT TODD FINANCIAL CORP.
July 28, 1992 - October 15, 1992
FIRST ASSET MANAGEMENT, INC.
June 22, 1992 - August 4, 1992
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABOARD SECURITIES, INC.
CRD#: 755 / SEC#: , 8-44373
Contact information
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
