Michael L. Cohen

TRADEUP SECURITIES

New York, NY 10022

Some features on this profile are disabled

CRD#: 2246010

Professional summary

Michael Lindsey Cohen, who also goes by Michael Cohen, is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Lindsey Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2025 - Present

TRADEUP SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 18483

New York, NY

Past

December 12, 2022 - December 31, 2024

STONEX OUTSOURCED SERVICES LLC

CRD#: 30773

NEW YORK, NY

Past

September 1, 2022 - May 23, 2025

STONEX SECURITIES INC.

CRD#: 18456

NEW YORK, NY

Past

May 18, 2020 - May 23, 2025

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

October 1, 2015 - October 23, 2019

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

February 3, 2012 - September 29, 2015

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

October 18, 2002 - July 26, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 14, 1998 - June 20, 2002

WALL STREET EQUITIES INCORPORATED

CRD#: 18432

NEW YORK, NY

Past

February 23, 1996 - October 7, 1997

GLOBAL ACCESS FINANCIAL SERVICES

CRD#: 30998

LAKE SUCCESS, NY

Past

December 11, 1995 - March 6, 1996

CASTLE SECURITIES CORP.

CRD#: 16077

FREEPORT, NY

Past

September 26, 1995 - November 14, 1995

ISLAND SECURITIES, INC.

CRD#: 6810

Past

April 19, 1995 - June 22, 1995

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

January 26, 1993 - June 29, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 17, 1992 - January 15, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/17/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/15/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 10/20/2016

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 2/21/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2000

General Securities Principal Examination

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: , 8-36754

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

437 Madison Ave 27th Floor, New York, NY 10022

Mailing Address

437 Madison Ave 27th Floor, New York, NY 10022

Phone number

(973) 228-2886

Established

New Jersey since 09/03/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TIGER FINTECH HOLDINGS INC.	DOMESTIC ENTITY
COHEN, MICHAEL LINDSEY	AMLCO	2246010
HUANG, LEI	BOARD OF DIRECTOR	5248191
HUANG, LEI	CEO	5248191
LIANG, CE	HEAD OF FINANCE/ PFO	7554601
LIU, YOUQING	FINOP/POO/CFO	5893930
LUPO, VINCENT JR.	CHIEF OPERATIONS OFFICER	1478037
YE, GUANWU	CCO	5985247

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael L. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Lindsey Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX OUTSOURCED SERVICES LLC

STONEX SECURITIES INC.

STONEX FINANCIAL INC.

DAIWA CAPITAL MARKETS AMERICA INC.

TULLETT PREBON FINANCIAL SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

WALL STREET EQUITIES INCORPORATED

GLOBAL ACCESS FINANCIAL SERVICES

CASTLE SECURITIES CORP.

ISLAND SECURITIES, INC.

GKN SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1992

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/17/1999

Series 7

Date: 6/15/1992

Series 14

Date: 10/20/2016

Series 53

Date: 2/21/2003

Series 24

Date: 8/29/2000

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEUP SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors