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Alvin Rodolfo

CRD# 2245963·Registered 1992 - 2024
Previously Registered: Being a previously registered professional could mean that Alvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alvin Rodolfo, who also goes by Alvin Burl Rodolfo, was a registered financial advisor. Alvin was a previously registered financial professional and started their career in finance 1992 - 2024. Alvin had worked at 14 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7, Series 56, Series 55 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alvin Burl Rodolfo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

S2K FINANCIAL LLC·CRD# 248786
BD
Orlando, FL
December 15, 2023 - June 6, 2024
IDB CAPITAL CORP.·CRD# 106032
BD
New York, NY
November 14, 2017 - December 18, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Paramus, NJ
January 21, 2016 - June 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Paramus, NJ
October 27, 2015 - June 5, 2017
HOLD BROTHERS CAPITAL LLC·CRD# 151864
BD
New York, NY
December 4, 2014 - May 18, 2015
BLOOMBERG TRADEBOOK LLC·CRD# 40881
BD
New York, NY
November 16, 2010 - March 13, 2012
JONESTRADING·CRD# 6888
BD
New York, NY
February 3, 2009 - November 9, 2010
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
August 22, 2007 - December 2, 2008
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
May 18, 2004 - August 7, 2007
GORDON, HASKETT CAPITAL CORPORATION·CRD# 7976
BD
New York, NY
October 24, 2003 - March 23, 2004
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 1, 1998 - September 8, 2003
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
January 29, 1998 - July 1, 1998
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - February 24, 1999
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
November 12, 1996 - October 1, 1997
KLEINWORT BENSON NORTH AMERICA INC.·CRD# 5087
BD
July 20, 1992 - December 1, 1994

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Current Firm

SF
S2K FINANCIAL LLC

BEVINGTON CAPITAL | S2K FINANCIAL LLC

CRD#: 248786 / SEC#: 8-69628
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

9145 Narcoossee Road Suite 207, Orlando, FL 32827

Mailing Address

9145 Narcoossee Road Suite 207, Orlando, FL 32827

Phone Number

(646) 430-6745

Established

Delaware since 05/15/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
S2K PARTNERS CO. LLCMANAGING MEMBER—
KANTOR, STEVEN LLOYDCHIEF EXECUTIVE OFFICER, PRINCIPAL1304537
MALANOSKI, MARY LOUISEFINANCIAL AND OPERATIONS PRINCIPAL731794
PERSAUD, CALVIN RYANCHIEF COMPLIANCE OFFICER/AMLCO3261683

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Dec 2014

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 24 — General Securities Principal Examination

Passed Jan 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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