Bret B. Rosenthal
Professional summary
Bret Berger Rosenthal, who also goes by Bret Rosenthal, is a registered financial advisor currently at ROSENTHAL CAPITAL MANAGEMENT, LLC located in Jupiter, Florida.
Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bret has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bret Berger Rosenthal's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2016 - Present
ROSENTHAL CAPITAL MANAGEMENT, LLC
July 1, 2003 - January 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 20, 1995 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 25, 1992 - March 10, 1995
LEHMAN BROTHERS INC.
June 15, 1992 - September 4, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2016)
Exams
Current Firm
ROSENTHAL CAPITAL MANAGEMENT, LLC
CRD#: 140483 / SEC#: 801-66897
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 17,400,000 |
Red Flags
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