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KG

Kieve I. Goodstein

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CRD#: 224578
KG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kieve Irwin Goodstein was a registered financial professional .

Kieve is a previously registered financial professional and started their career in finance in 1974. Kieve had worked at 6 firms and has passed the Series 1 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 7, 2001 - June 28, 2012

PONDER FINANCIAL GROUP

RIA
CRD#: 113439
HALF MOON BAY, CA
Past

September 25, 1992 - January 24, 2006

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
SAN MATEO, CA
Past

January 2, 1991 - January 24, 2006

FSC SECURITIES CORPORATION

BD
CRD#: 7461
SAN MATEO, CA
Past

March 29, 1990 - December 31, 1990

E.F. DALY FINANCIAL GROUP

BD
CRD#: 20434
Past

March 29, 1988 - April 3, 1990

PROTECTED INVESTORS OF AMERICA

BD
CRD#: 6082
SAN FRANCISCO, CA
Past

November 2, 1981 - March 29, 1988

JUDY & ROBINSON SECURITIES, INC

BD
CRD#: 2378
Past

June 11, 1974 - July 28, 1983

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 1
Date: 6/7/1974
Registered Representative Examination

Current Firm


PF
PONDER FINANCIAL GROUP
PONDER FINANCIAL GROUP | PONDER, RANDALL SCOTT

CRD#: 113439 / SEC#: 801-68503

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Contact information


Main Address
755 Main Street, Half Moon Bay, CA 94019-1924
Mailing Address
Phone number
(650) 726-0850
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PONDER FINANCIAL GROUP

CRD#: 113439

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