Donald R. Humphreys
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Raymond Humphreys was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1992. Donald had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2008 - December 31, 2019
VOYAGER WEALTH MANAGEMENT, LLC
December 20, 2006 - June 12, 2008
J.P. MORGAN SECURITIES INC.
March 13, 2006 - November 3, 2006
WELLS FARGO SECURITIES, LLC
April 23, 2003 - February 17, 2006
J.P. MORGAN SECURITIES LLC
October 11, 1992 - April 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/20/2003
Limited Representative-Equity Trader ExamCurrent Firm
VOYAGER WEALTH MANAGEMENT, LLC
CRD#: 148029 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
