John W. Fonken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wayne Fonken, who also goes by John W Fonken, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2014 - May 31, 2019
GLOBAL VIEW CAPITAL MANAGEMENT LLC
January 31, 2014 - March 2, 2015
PURSHE KAPLAN STERLING INVESTMENTS
January 2, 2014 - November 7, 2014
GLOBAL VIEW CAPITAL MANAGEMENT LLC
November 11, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
November 10, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
September 19, 2006 - November 5, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 12, 2002 - November 5, 2010
WORLD GROUP SECURITIES, INC.
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
September 3, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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