Martin T. Cole

COLE WEALTH MANAGEMENT

Scottsdale, AZ 85260

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CRD#: 2245650

Professional summary

Martin Taylor Cole, CFP® is a registered financial advisor currently at COLE WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Martin has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. COLE SELLS INSURANCE PRODUCTS (LIFE, HEALTH, ANNUITY CONTRACTS) WHEN APPROPRIATE AND ONLY WHEN HE HOLDS THE PROPER REGISTRATIONS TO DO SO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Taylor Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

April 22, 2005 - Present

COLE WEALTH MANAGEMENT, LLC

Office #1: 9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260

RIA

CRD#: 134509

Scottsdale, AZ

Past

August 7, 1992 - March 24, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 7, 1992 - March 24, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLE WEALTH MANAGEMENT, LLC

COLE WEALTH MANAGEMENT | COLE WEALTH MANAGEMENT, LLC

CRD#: 134509 / SEC#: 801-112658

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2005 Terminated)

Indiana

Registered Investment Advisory firm - (11/25/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/7/2005)

IAR

Texas
(2/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/6/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1999

General Securities Principal Examination

Current Firm

COLE WEALTH MANAGEMENT, LLC

COLE WEALTH MANAGEMENT | COLE WEALTH MANAGEMENT, LLC

CRD#: 134509 / SEC#: 801-112658

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2005 Terminated)

Indiana

Registered Investment Advisory firm - (11/25/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2018 Terminated)

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Contact information

Main Address

9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 275-6354

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLE WEALTH MANAGEMENT, LLC - ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	822
AUM (Assets Under Management)	$ 160,711,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin T. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Taylor Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

COLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/1999

Series 63

Date: 2/15/1995

Series 7

Date: 8/6/1992

Series 24

Date: 6/22/1999

Current Firm

COLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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