Christopher G. Abel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Gerard Abel, CFP®, who also goes by Christopher Gerard Abel, Christopher G Abel, Christopher Abel, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
September 8, 2021 - January 27, 2023
TRINITY INVESTMENT MANAGEMENT, LLC
March 23, 2018 - December 20, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
September 1, 2017 - September 8, 2017
TRINITY INVESTMENT MANAGEMENT, LLC
June 17, 1994 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
June 11, 1992 - August 25, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
June 3, 1992 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 3, 1992 - August 25, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRINITY INVESTMENT MANAGEMENT, LLC
CRD#: 133873 / SEC#: 801-67457
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY INVESTMENT MANAGEMENT, LLC
CRD#: 133873 / SEC#: 801-67457
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 127,337,225 |
Red Flags
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