PV
Patrick S. Van Pelt
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CRD#: 2245553
PV
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Scott Van Pelt, who also goes by Patrick Scott Vanpelt, Patrick Van Pelt, Patrick Vanpelt, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1993. Patrick had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick Scott Vanpelt | Patrick Van Pelt | Patrick Vanpelt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 10/2020 VPRE Acquisition, LLC; Non-Investment Related; Manager/Limited Partner; 1218 Webster St, Houston, TX 77002; Real Estate Investment Holding Company Property Management; 2 hours/month; 0 hours/during trading hours; assist with managing properties as needed. (2) 01/2013 Capital Financial Group, Inc.; Investment Related; President/Insurance Agent; Houston, TX 77002;Insurance Agency; 2 hours/month; 0 hours/during trading hours; life insurance sales associated with family life insurance agency. (4) 05/1991 Mid-Continent Companies, Ltd.; Investment Related; Senior Vice President; Houston, TX 77002; Estate Planning Family Office; 5 hours/month; 0 hours/during trading hours; Board-level oversight of the family office. (3)04/2000 Van Pelt Enterprises, Inc.; Non-Investment Related; Director/President; 1218 Webster St, Houston, TX 77002; Real Estate project management; 1 hour/month; 0 hours/during trading hours; management of real estate projects as needed. (4) 06/2007 Houston Region C.N.U. Chapter; Non-Investment Related; Registered Agent/Director/Treasurer; 1218 Webster St, Houston, TX 77002; Non-profit entity focused on urban renewal; 1 hour/quarter; 0 hours/during trading hours; management of educational programs as needed. (5) 06/2020 Mid-Continent Metals Group, LLC; Non-Investment Related; Manager/Limited Partner; 1218 Webster St, Houston, TX 77002; Metals manufacturing and processing; 1 hour/month; 0 hours/during trading hours; management of metals and recycling business as needed. (6) 11/2021 VP Eastex, LLC; Non-Investment Related; Manager/Limited Partner; 1218 Webster St, Houston, TX 77002; Real Estate Investment Holding Company, Property Management; 2 hours/month; 0 hours/during trading hours; assist with managing properties as needed. (7) 12/2021 11250 Charles Road, LLC; Non-Investment Related; Manager/Limited Partner; 1218 Webster St, Houston, TX 77002; Real Estate Investment Holding Company, Property Management; 2 hours/month; 0 hours/during trding hours; assist with managing properties as needed. (8) 01/2022 Panamera Acquisitions, Inc.; Non-Investment Related; Director; 1218 Webster St, Houston, TX 77002; Metals manufacturing and processing; 1 hour/month; 0 hours/during trading hours; management of metals and recycle business as needed. (9) 08/2022 Texas Bronco Power LLC; Non-Investment Related; Manager/Limited Partner; 1218 Webster St, Houston, TX 77002; Manufacturing battery-backup systems for homes; 1 hour/month; 0 hours/during trading hours; management of holding company as needed. (10) 09/2022 Twin Sisters Capital, LLC; Non-Investment Related; Manager/Limited Partner; 1218 Webster St, Houston, TX 77002; Real Estate Investment Holding Company, Property Management; 1 hour/quarter; 0 hours/during trading hours; management of holding company as needed. (11) 01/2001 Trustee of Various Trusts; Non-Investment Related; Trustee/Independent Trustee; 1218 Webster St, Houston, TX 77002; Trust administration; 40 hours/year; 0 hours/during trading hours; trust administration as needed.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 9, 2024 - September 17, 2025
THE BALDWIN GROUP WEALTH ADVISORS, LLC
RIA
CRD#: 312284
HOUSTON, TX
Past
January 13, 2022 - October 4, 2024
BKS RETIREMENT SERVICES
RIA
CRD#: 304266
Houston, TX
Past
June 11, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
BD
CRD#: 13741
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-2743
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
