David M. Rappaport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Rappaport, who also goes by David M Rappaport, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2015 - May 19, 2016
PORTFOLIO MANAGEMENT & RESEARCH, INC.
January 27, 2015 - May 19, 2016
TRADE-PMR INC.
June 18, 2014 - July 8, 2014
SUMMIT FINANCIAL GROUP INC
April 30, 2014 - July 8, 2014
SUMMIT BROKERAGE SERVICES, INC.
March 28, 1995 - March 7, 2008
INVESTACORP ADVISORY SERVICES INC
August 23, 1994 - March 7, 2008
INVESTACORP, INC.
July 16, 1992 - July 25, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PORTFOLIO MANAGEMENT & RESEARCH, INC.
CRD#: 141667 / SEC#:
Contact information
Red Flags
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