James Paul Aull
Professional Summary
James Paul Aull, who also goes by Jim Aull, is a registered financial advisor currently at AULL & MONROE located in Mobile, Alabama. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. James has worked at 1 firm and has passed the Series 63 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Aull
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
AULL & MONROE | AULL & MONROE INVESTMENT MANAGEMENT CORP
Contact Information
Main Address
3658 College Ln S, Mobile, AL 36608Phone Number
(251) 342-3339# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
417AUM (Assets Under Management)
$323,170,676Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AULL & MONROE | AULL & MONROE INVESTMENT MANAGEMENT CORP
State Registrations and Notice Filings
(6/8/1992)
(5/18/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed May 1992Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Paul Aull's CRS (Customer Relationship Summary).
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