Steven A. Flaten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Andrew Flaten, CFP®, ChFC® was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
October 19, 2000 - December 31, 2022
MAINSTREET CAPITAL MANAGEMENT
May 1, 2000 - June 29, 2023
LPL FINANCIAL LLC
May 1, 2000 - June 29, 2023
LPL FINANCIAL LLC
July 6, 1992 - May 1, 2000
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MAINSTREET CAPITAL MANAGEMENT
CRD#: 111429 / SEC#:
Contact information
Red Flags
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