James M. Dehority

TD CAPITAL MANAGEMENT LLC

Memphis, TN 38137

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CRD#: 2245401

Professional summary

James Michael Dehority is a registered financial advisor currently at TD CAPITAL MANAGEMENT LLC located in Memphis, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. James has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)CPA - TAX RETURNS - J. Michael DeHority, CPA - Sole Proprietor/Preparer of tax returns - non-investment related - 2922 Mallard Lane, Germantown, TN 38138 - approximately 50 hours per month. (2)EMARS, INC. - SECRETARY/TREASURER/ Board Chairman - NON-INVESTMENT RELATED WEB BASED SERVICE COMPANY THAT DOES BUSINESS WITH U.S. GOVERNMENT - 5 HRS PER MONTH DEVOTED TO BUSINESS - 2922 Mallard Lane, Germantown, TN 38138

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Dehority's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2018 - Present

TD CAPITAL MANAGEMENT LLC

Office #1: 5100 Poplar Avenue Suite 2805, Memphis, TN 38137

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/12/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/10/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

TD CAPITAL MANAGEMENT LLC

TD CAPITAL | TTG FINANCIAL ADVISORS LLC | TD CAPITAL MANAGEMENT LLC

CRD#: 106125 / SEC#: 801-52893

RIA

Registered Investment Advisory firm - (9/16/1996 Approved)

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Contact information

Main Address

5100 Poplar Avenue Suite 2904, Memphis, TN 38137-1400

Mailing Address

Phone number

(901) 681-0021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TD CAPITAL MANAGEMENT LLC FORM ADV PART 2A (2/5/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 1,087,661,161

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
03/08/2024	Cover Page	Report
02/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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James M. Dehority

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Dehority's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTRAL FIXED INCOME SERVICES, LLC

HILLTOP SECURITIES INC.

AUSTIN ATLANTIC CAPITAL INC.

RAYMOND JAMES & ASSOCIATES, INC.

SCOTT & STRINGFELLOW, LLC

B. RILEY WEALTH MANAGEMENT

RBC CAPITAL MARKETS, LLC

KEYBANC CAPITAL MARKETS INC.

ICBA SECURITIES

VINING-SPARKS IBG, LLC

Primary Firm SEC Registration

TD CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2017

Series 63

Date: 6/25/1992

SIE

Date: 1/11/2017

Series 7

Date: 6/19/1992

Series 10

Date: 11/12/1999

Series 9

Date: 3/10/1999

Current Firm

TD CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TD CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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