James Michael Dehority
Professional Summary
James Michael Dehority is a registered financial advisor currently at TD CAPITAL MANAGEMENT LLC located in Memphis, Tennessee. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. James has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TD CAPITAL | TTG FINANCIAL ADVISORS LLC | TD CAPITAL MANAGEMENT LLC
Contact Information
Main Address
5100 Poplar Avenue Suite 2904, Memphis, TN 38137-1400Phone Number
(901) 681-0021# of Employees
13SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
251AUM (Assets Under Management)
$1,244,462,434Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2026 | Cover Page | Report |
| 04/02/2026 | Cover Page | Report |
| 10/25/2024 | Cover Page | Report |
| 03/08/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TD CAPITAL | TTG FINANCIAL ADVISORS LLC | TD CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
(8/7/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Michael Dehority's CRS (Customer Relationship Summary).
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