AM
Arthur R. Mcpherson
PROSTATIS FINANCIAL ADVISORS GROUP
Melbourne, FL 32940
Some features on this profile are disabled
CRD#: 2245364
AM
Professional summary
Arthur Roy Mcpherson, who also goes by Art Mcpherson, Arthur Roy Mcpherson II, is a registered financial advisor currently at PROSTATIS FINANCIAL ADVISORS GROUP located in Melbourne, Florida and WORLD EQUITY GROUP, INC. located in Melbourne, Florida.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Arthur has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Art Mcpherson | Arthur Roy Mcpherson Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance Agent & DBA - MCPHERSON FINANCIAL GROUP; Started 12-2010, 3159 ALZANTE CIRCLE, MELBOURNE FL. 32940, INVESTMENT RELATED, NATURE OF BUSINESS INSURANCE AND FIXED ANNUITIES, DEVOTE APPX 20 HOURS PER MONTH TO BUSINESS AND 20 HOURS DURING SECURITIES TRADING, Position: President/Agent, Duties, Run office and manage insurance related product sales. 2)INVESTMENT ADVISOR REPRESENTATIVE FOR TRIUMPH WEALTH ADVISORS, Investment Related, Started 12/2010, Approx up to 120/mo, all during trading hours, 2230 TOWNE LAKE PARKWAY, WOODSTOCK, GA. 30189, OFFERS ADVISORY SERVICES, SUCH AS ASSET MANAGEMENT, FINANCIAL PLANNING AND OTHER INVESTMENT ADVISORY SERVICES. 3) Investment Advisor Representative for Prostatis Group, Investment Related, Started 6-2018, Approx 120 hrs/mo, all during trading hours, 7580 Buckingham Blvd Ste 180 Hanover MD; Nature: Provide investment related advisory services/asset management/financial planning, Position: IAR, offering investment advisory services, Duties: Give Financial planning advise to clients that are requesting those services. 4) Financial Independence Council, Investment related, started 6/2020, Approx. 4 hrs/mo, none during trading hours, 3159 Alzante Circle, Melbourne, FL 32940, Nature: Board member for Financial Independence Council (financial literacy program), Position: Board Member-Voluntary/not paid, Speak at universities to encourage financial literacy 3-4 times/yr. 5) Author, Investment Related, Started 6/2020, Approx. 10 hrs./Mo, none during trading hours, 3159 Alzante Cir., Melbourne, FL 32940, Nature: Book writing, Position: Author, Duties: Writing books for financial educational purposes. 6) Security Clearance Pathway Foundation.org; Not Investment Related; 140 Tomahawk Drive MS 33, Indian Harbor Drive, FL 32937; Non Profit that assists Americas students in preparing for the federal security clearance process and the application needed to perform classified work; Posn/Title/Relationship: Board Member; Start Date: 02/01/2024; Approx. Hrs/Mo: 1 Hr; Hrs during Trading: Zero; Duties: Quarterly meetings and experience in the financial services industry. 7) Estate planning team; Not Investment Related; 45110 Club Dr., Suite B, Indian Wells, CA 92210; Estate Planning Team (EPT) is a membership organization comprised of attorneys, CPAs, QI's, real estate, insurance, and financial service professionals dedicated to helping their clients preserve their wealth and protect their estates.; Posn/Title/Relationship: Referral Network/Agent; Start Date: 02/01/2024; Approx. Hrs./Mo: 2; Hrs during Trading: 2Hrs.; Will refer clients for their services if needs arise.
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Roy Mcpherson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2019 - Present
PROSTATIS FINANCIAL ADVISORS GROUP
Office #1: 3159 Alzante Circle, Unit 101, Melbourne, FL 32940RIA
CRD#: 132662
Melbourne, FL
Current
July 1, 2019 - Present
WORLD EQUITY GROUP, INC.
Office #1: 3159 Alzante Circle Suite 101, Melbourne, FL 32940RIA
BD
CRD#: 29087
Melbourne, FL
Past
August 14, 2015 - May 30, 2024
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
MELBOURNE, FL
Past
November 12, 2014 - July 30, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
Melbourne, FL
Past
March 6, 2014 - November 13, 2014
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
MELBOURNE, FL
Past
April 4, 2012 - November 13, 2014
STONEX SECURITIES INC.
BD
CRD#: 18456
MELBOURNE, FL
Past
June 1, 2006 - April 27, 2012
SIGNATURE ESTATE SECURITIES, LLC
BD
CRD#: 18923
MELBOURNE, FL
Past
December 22, 2000 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
December 22, 2000 - June 15, 2006
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
November 18, 1998 - January 5, 2001
SIGNATURE ESTATE SECURITIES, LLC
BD
CRD#: 18923
LOS ANGELES, CA
Past
February 22, 1993 - November 23, 1998
CFG SECURITIES CORP.
BD
CRD#: 10815
LONGWOOD, FL
Past
September 14, 1992 - December 18, 1992
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSTATIS FINANCIAL ADVISORS GROUP
GAME CHANGER WEALTH | WEALTH EDUCATIONAL SOLUTIONS | SHEPHERD WEALTH SOLUTIONS | PROSTATIS MANAGEMENT GROUP | PROSTATIS GROUP LLC | PROSTATIS FINANCIAL ADVISORS GROUP, LLC | PROSTATIS FINANCIAL ADVISORS GROUP | MCPHERSON FINANCIAL GROUP
CRD#: 132662 / SEC#: 801-112501
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (4/5/2018 Terminated)Maryland
Registered Investment Advisory firm - (7/20/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/3/2019)
IAR
Florida(2/25/2019)
RR
Florida(8/21/2019)
RR
Georgia(7/22/2019)
RR
Kansas(10/17/2019)
RR
New York(7/1/2019)
RR
North Carolina(8/21/2019)
RR
Ohio(7/1/2019)
RR
Pennsylvania(7/1/2019)
RR
Texas(7/12/2019)
RR
Virginia(7/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PROSTATIS FINANCIAL ADVISORS GROUP
GAME CHANGER WEALTH | WEALTH EDUCATIONAL SOLUTIONS | SHEPHERD WEALTH SOLUTIONS | PROSTATIS MANAGEMENT GROUP | PROSTATIS GROUP LLC | PROSTATIS FINANCIAL ADVISORS GROUP, LLC | PROSTATIS FINANCIAL ADVISORS GROUP | MCPHERSON FINANCIAL GROUP
CRD#: 132662 / SEC#: 801-112501
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (4/5/2018 Terminated)Maryland
Registered Investment Advisory firm - (7/20/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7580 Buckingham Blvd, Suite 180, Hanover, MD 21076
Mailing Address
Phone number
(410) 863-1040
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,217 |
| AUM (Assets Under Management) | $ 508,939,132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
