Eric J. Morandini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric James Morandini was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1993. Eric had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1999 - April 19, 2000
MISSION CAPITAL INVESTMENT GROUP, INC.
September 2, 1997 - January 28, 1999
CLEARING SERVICES OF AMERICA, INC.
July 12, 1996 - January 23, 1997
PACIFIC COAST FINANCIAL SECURITIES, INC.
March 26, 1993 - July 20, 1995
PACIFIC COAST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSION CAPITAL INVESTMENT GROUP, INC.
CRD#: 43167 / SEC#: , 8-50153
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CMGI, INC. | DIRECT OWNER | |
| JOHNDROW, CHRISTOPHER JOSEPH | PRESIDENT | 2138590 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
