William E. Kassar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Kassar JR, who also goes by Bill Kassar, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2005 - March 22, 2007
AURA FINANCIAL SERVICES, INC.
November 5, 2002 - May 19, 2005
MILESTONE GROUP MANAGEMENT LLC
October 24, 2000 - October 31, 2002
SALOMON GREY FINANCIAL CORPORATION
November 22, 1996 - October 30, 2000
ROYAL HUTTON SECURITIES CORP.
October 11, 1996 - December 16, 1996
MAIDSTONE FINANCIAL, INC.
October 1, 1996 - October 3, 1996
THE BOSTON GROUP
December 13, 1995 - September 3, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
October 26, 1995 - November 20, 1995
INVESTORS ASSOCIATES, INC.
September 5, 1995 - January 23, 1996
BEACON SECURITIES, INC.
June 22, 1995 - August 17, 1995
JOSEPH ROBERTS & CO., INC.
April 10, 1995 - May 3, 1995
PARAGON CAPITAL MARKETS, INC.
August 10, 1992 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AURA FINANCIAL SERVICES, INC.
CRD#: 42822 / SEC#: , 8-50020
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GAUTNEY, TIMOTHY MICHAEL | PRESIDENT | 2552149 |
| GAUTNEY, TIMOTHY MICHAEL | SECRETARY | 2552149 |
| COOPER, SHAUN MICHAEL | DIRECTOR OF OPERATIONS | 4254365 |
| COOPER, SHAUN MICHAEL | SROP | 4254365 |
| KING, LOYD GILFORD | TREASURER | 2892687 |
| WOODRUFF, JOHN WESLEY JR | CROP | 2625285 |
| WOODRUFF, JOHN WESLEY JR | CHIEF COMPLIANCE OFFICER | 2625285 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
